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ESMA Q&A MiFID II

The European Securities and Markets Authority (ESMA) has added 14 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&As cover the topics of 'information on costs and charges', 'post-sale reporting', and 'appropriateness' Q&A on MiFID II and MiFIR commodity derivatives topics. Reference ESMA70-872942901-36 . Section MiFID - Secondary Markets. Type Q&A. Main document. esma70-872942901-36_qas_commodity_derivatives.pdf. Style ESMA document . ESMA is an authority of the European Union. Legal notice; Useful links; Data protection; Sitemap; Brexit content disclaimer; Careers; FAQ; Glossary ; Contact Us; version 4.0.0.

On MiFID II and MiFIR investor protection and intermediaries topics ESMA • 201-203 rue de Bercy • CS 80910 • 75589 Paris Cedex 12 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.e Am 6. November 2020 hat die European Securities and Markets Authority ESMA eine aktuelle Ausgabe der Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics veröffentlicht. Drei neue Fragen und Antworten zum Thema Product Governance sind darin enthalten The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The updated Q&As provides new answers on best execution and information on costs and charges Erscheinung: 08.05.2018, Stand: geändert am 01.12.2020 | Thema Compliance ESMA FAQs zu den Themenbereichen Anlegerschutz und Vermittler in MiFID II und MiFIR in deutscher Sprache Die nachfolgenden Übersetzungen sind unverbindlich

Q&As are a form of guidance on the acts within ESMA's remit. As is the case with other forms of guidance, Q&As are adopted by ESMA's Board of Supervisors. This guidance may be informed by consultations with the Securities and Markets Stakeholder Group and the relevant Standing Committees' Consultative Working Group, where appropriate Die BaFin stellt ab heute eine Übersetzung der Fragen und Antworten (Questions and Answers - Q&As) der ESMA zu Themen des Anlegerschutzes der europäischen Finanzmarktrichtlinie (Markets in Financial Instruments Directive II - MiFID II) und der Finanzmarktverordnung (Markets in Financial Instruments Regulation - MiFIR) zur Verfügung und wird diese laufend aktualisieren Konkretisierung berücksichtigen, wie etwa erfolgte Produktinterventionen oder die Product Governance Q&A Nr. 1 der ESMA zur Zielmarktbestimmung bei CoCo-Bond-ETFs aus Questions and Answers On MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349) Für folgende Q&As der ESMA liegen Übersetzungen vor: Fragen und Antworten im Bereich Investmentfonds - AIFMD und UCITS Fragen und Antworten zur Verordnung über Leerverkäufe und bestimmte Aspekte von Credit Default Swaps ( EU - LeerverkaufsVO The European Securities and Markets Authority (ESMA) has today updated its Question and Answers (Q&As) regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II. It provides responses to questions posed by the general public and market participants in relation to the practical application of MiFID II and MiFIR on

Die vorliegenden ESMA Q&A sind auf folgender Seite unter der Rubrik Downloads abrufbar und sollen eine einheitliche Aufsichtspraxis im Hinblick auf die Anwendung von MiFID II und MiFIR iZm Anlegerschutz-Themen gewährleisten und richten sich gleichermaßen an die zuständigen Aufsichtsbehörden sowie an die beaufsichtigten Unternehmen CNMV adopts ESMA's guidelines on the MiFid II suitability requirements (21/12/2018) Final report on guidelines on MiFID II product governance requirements (02.06.2017) CNMV will adopt the ESMA Guidelines on MiFID II product governance requirements (12.12.2017) Guidelines on complex debt instruments and structured deposits (04.02.2016 ESMA Q&A on MiFID II inducements rules (research) Updated by ESMA on 4 April 2017 The European Securities and Markets Authority (ESMA) has updated its Q&A for research (as inducements) on 4 April 2017, as part of a broader release of Q&As on investor protection. The research questions are covered on pages 41-52. The paper provides guidance on how firms shoul The European Securities and Markets Authority (ESMA) has today updated its Question and Answers (Q&As) regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II

ESMA updates MiFID II/ MIFIR Investor Protection Q&

The European Securities and Markets Authority (ESMA) has issued Q&A for research (as inducements) to help firms and Member States implement the Markets in Financial Instruments Directive II (MiFID II) rules. ESMA [s Q&As have been issued on 10 October 2016, 16 December 2016 and 4 April 2017. They form part of a broader release of Q&As on investor protection (the researc ESMA-Leitlinien zu bestimmten Aspekten der Geeignetheit ESMA-Q&As, Abschnitt 2 27.10.2017 Umsetzung der MiFID II-Vorgaben im Bereich der Wohlverhaltensregeln. Geeignetheitsprüfung Überblick (3/4) Änderungen zu MiFID I/WpHG a.F.: Betonung von Risikotoleranz und Risikotragfähigkeit Prüfung von Kosten und Komplexität im Vergleich zu äquivalenten Finanzinstrumenten Kosten-Nutzen-Analyse bei.

ESMA updates Q&A on MiFID II implementation Tuesday 12 September 2017 17:20 The European Securities and Markets Authority (ESMA) has published today updated Questions and Answers (Q&As) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) ESMA updates Q&A on MiFID II implementation . Thursday 02 February 2017 15:50. The European Securities and Markets Authority (ESMA) has published today the updated Questions and Answers (Q&As) document regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The purpose of this document is to promote common supervisory approaches and.

Q&A: Esma’s Patrick Armstrong on Mifid II and Priips

Q&A on MiFID II and MiFIR commodity derivatives topics - ESM

  1. or non-monetary benefits should be construed within the meaning as set out in Article 12, paragraph 3 of the MiFID II Delegated Directive irrespective of the investment service or ancillary service provided
  2. ESMA Q&A on MiFID II inducements rules (research) (Latest update by ESMA: 12 July 2018) Introduction The European Securities and Markets Authority (ESMA) has issued Q&A for research (as inducements) to help firms and Member States implement the Markets in Financial Instruments Directive II (MiFID II) rules. ESMAs Q&As have been issued on 10 October 2016, 16 December 2016, 4 April 2017, 23.
  3. ESMA's July 2018 Q&A tightens requirements for non-EEA financial institutions doing business with European investors. Having issued the new guidance on top of the MiFID II regulation, what was understood from the beginning was that cross-border products and services may only be offered to European (potential or existing) clients on the client's own exclusive initiative
  4. ESMA updates Q&A on inducements Monday 29 March 2021 10:30 The European Securities and Markets Authority (ESMA), the EU's securities markets regulator, has today updated its Questions and Answers on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR)

Regarding MiFID II & MiFIR transparency, the new Q&A provides technical clarifications for the performance of the mandatory systematic internaliser (SI) test. The Q&A specifies how the number of transactions and the nominal amount traded of a derivative shall be allocated when a derivative contract changes over the observation period from one sub-class to another. ESMA is very keen that this. the ESMA Q&A on MiFID II and MiFIR commodity derivate topics. In general, the tests (or threshold calculations) need to be conducted per asset class. Only transactions in financial instruments count towards the thresholds. Therefore, transactions in electricity and gas contracts having the characteristic must be physically settled within the meaning of Art. 5 of Delegated Regulation (EU. The MiFID II regulation aims at achieving transparency over companies' order execution modalities through a best execution scheme. As trading venues whose asset class has been identified by ESMA's Regulatory Technical Standards (RTS27), EEX is required to implement reporting and monitoring procedures to determine the best way to execute client orders, taking into consideration the regulation Die MiFID II war auch Thema der BaFin-Jahresberichte 2017 sowie 2018. Nach wie vor begründen die Institute in nur 11,3 Prozent der Geeignetheitserklärungen ihre Empfehlungen durch einen vollständigen Abgleich der Kundenvorgaben mit den Produkteigenschaften. Dieser Abgleich soll vor allem die Anlagedauer, Risikobereitschaft, Kenntnisse und Erfahrung des Kunden sowie die Verlusttragfähigkeit.

ESMA Q&A on MiFID II and MiFIR Investor Protection and Intermediaries Topics Background The European Securities and Markets Authority (ESMA) has published an updated version of its Q&A on the implementation of investor protection requirements under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR). The Q&A provides new answers on product governance that aim to give. Die vorliegenden ESMA Q&A sind auf folgender Seite unter der Rubrik Downloads abrufbar und sollen eine einheitliche Aufsichtspraxis im Hinblick auf die Anwendung von MiFID II und MiFIR iZm Anlegerschutz-Themen gewährleisten und richten sich gleichermaßen an die zuständigen Aufsichtsbehörden sowie an die beaufsichtigten Unternehmen. Hierbei werden Fragen der allgemeinen Öffentlichkeit, der. ESMA Q&A. Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics. PDF-Format (englisch) Zweites FiMaNoG. Zweites Gesetz zur Novellierung von Finanzmarktvorschriften auf Grund europäischer Rechtsakte (Zweites Finanzmarktnovellierungsgesetz - 2. FiMaNoG) vom 23. Juni 2017 . PDF-Format. WpHG. Gesetz über den Wertpapierhandel (Wertpapierhandelsgesetz - WpHG. ESMA anniversary conferenc

Documento ESMA/2016/1165 dell'11 ottobre 2016 - Q&A relating to the provision of CFDs and other speculative products to retail investors under MiFID. 11 ottobre 2016 . Documento ESMA/2016/1424 del 3 ottobre 2016 . Documento ESMA/2016/1424 del 3 ottobre 2016 - Questions and Answers on MiFID II and MiFIR transparency topics. 03 ottobre 2016 . Documento ESMA/2016/574 dell'11 luglio 2016. ESMA highlighted that it will continue to develop this Q&A on investor protection topics under MiFID II in the coming months, both adding questions and answers to the topics already covered and introducing new sections for other MiFID II investor protection areas not yet addressed in this Q&A The European Securities and Markets Authority (ESMA) has published a Questions and Answers (Q&A) document regarding the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). MiFID II will enter into application on 3 January 2018 and will strengthen the protection o 1 ESMA, Final Report: Technical Advice to the Commission on MiFID II and MiFIR, 19 December 2014 (ESMA/2014/1569) (the Technical Advice), chapter 2.8. The ESMA Technical Advice also makes clear that even for non-retail clients, investment firms shall not conclude TTCAs without proper consideration. ESMA says that TTCAs will not be appropriate where: • there is only a very weak connection.

ESMA Q&A: Neue Fragen & Antworten zu MiFID II - Andreas

ESMA updates Q&AS on MiFID II and MiFIR investor

Die Questions and Answers On MiFID II and MiFIR investor protection and intermediaries topics (ESMA35-43-349; im Folgenden: ESMA Q&A) wurden erstmals am 10. Oktober 2016 veröffentlicht - in einem Umfang von 7 Abschnitten mit 24 Fragen und Antworten auf 28 Seiten. Die derzeit vorliegende Version vom 25. Mai 2018 umfasst 15 Abschnitte, 113 Fragen und Antworten auf 100 Seiten. Die ESMA Q. ESMA updates Q&A on MiFID II implementation. The European Securities and Markets Authority (ESMA) has today updated its Question and Answers (Q&As) regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II. It provides. On 28th May, ESMA published updates to some of its Q&As covering EMIR (Refit), MiFID II, and MiFIR. Of urgent interest was the update to the EMIR Q&A covering the imminent Refit changes around 'compulsory delegation'. Specifically, ESMA has added a new Question 54 to the Trade Repository (TR) section, providing clarifications on reporting of OTC derivatives by a financial counterparty (FC. MiFID II . 2. 1. December 2017. Key elements of 18 December ESMA Q&A . Background . On the 18 December, ESMA released a new version of its Q&A on Investor Protection. Among the list of questions there are two themes that require the greatest attention. 1. What is the status of asset management for UCITS or AIF delegated t Article 2(1)(j) of MiFID II exempts persons who deal in commodity derivatives on an ancillary basis under a number of conditions. One of these conditions is that they notify annually the relevant competent authority that they make use of the exemption. The notification needs to have been made for a firm to be able to rely on it.Ancillary activity notifications need to be made annually by April.

ESMA FAQs zu den Themenbereichen Anlegerschutz und

Q&A on markets structures topics; On May 15 th 2017, the CSSF also added a new question and answer regarding post-trade transparency under the CSSF Q&A on MiFID II and MiFIR. We will focus here on just a few of the updates to the Q&A on investor protection and intermediaries topics. ESMA has clarified a number of points on client categorisation. ESMA updates Q&A on MiFID II implementation in relation to regulatory data reporting The European Securities and Markets Authority (ESMA) has published today the updated Questions and Answers (Q&As) document regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) ESMA updates Q&A on MiFID II implementation Friday 07 July 2017 14:39The European Securities and Markets Authority (ESMA) has today updated its Question and Answers (Q&As) regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR)

ESMA updated question and answer (Q&A) documents on the application of Alternative Investment Fund Managers Directive (AIFMD) and on market structures and transparency issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The Q&A mechanism is a practical convergence tool used to promote common supervisory approaches and practices. It is intended to help. The Q&A clarifies that 'any investment product which is the subject of the investment service or activity provided by a third-country firm to a client after 3 January 2018 is a new investment product.' Supervision of MiFID top-up activities provided by branches - ESMA has suggested an approach consistent with the supervision of the general activities of UCITS management companies and. ESMA EMIR TR Q 51 (M) Answer provided by the European Commission in accordance with article 16b(5) of the ESMA Regulation* The exemption contained in Article 9(1) of EMIR does not cover intragroup transactions for which the parent undertaking is established in a third country, even if the transaction occurs between two counterparties which are both established in the EU Home | News | ESMA - Q&A on investor protection under MiFID II. Financial Services & Fintech | Oct 26, 2016 ESMA - Q&A on investor protection under MiFID II . Ahead of the deadline for the member states to transpose MIFID II into national legislation which is now set for 3 July 2017 deadline for the Markets in Financial Instruments Directive II (MiFID II), the European Securities and. The European Securities and Markets Authority (ESMA) has added 2 new Q&A to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&A cover the topics of recording of telephone conversations and electronic communications, and best execution

ESMA Final Report on MiFID II Product Governance Requirements. Significant Updates to ESMA's Q&A on MiFID II Market Structures. FCA's Latest Papers on the Implementation of MiFID II. Client Alert. is published by Latham & Watkins as a news reporting service to clients and other friends. The information contained in this publication should not be construed as legal advice. Should further. Die ESMA Q&A sollen eine einheitliche Aufsichtspraxis im Hinblick auf die Anwendung von MiFID II und MiFIR iZm Anlegerschutz-Themen gewährleisten und richten sich gleichermaßen an die zuständigen Aufsichtsbehörden sowie an die beaufsichtigten Unternehmen. Hierbei werden Fragen der allgemeinen Öffentlichkeit, der Marktteilnehmer sowie der zuständigen Aufsichtsbehörden zur praktischen. ESMA has introduced changes to one of its Q&A on tick sizes to reflect the amendment introduced in Article 49(1) of MiFID II which excludes Large in Scale transactions from the mandatory tick size regime. The amended Q&A say: Does the minimum tick size regime under Article 49 of MiFID II apply to all orders for which a pre-trade transparency waiver can be granted in accordance with Article 4.

ESMA updates Q&A on inducements. The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR. Themen. Risk & Regulatio MiFID II/ MiFIR applies from 3 January 2018 and the purpose of this Q&A is to promote common supervisory approaches and practices in the application of MiFID II/MiFIR and its implementing measures. ESMA will continue to develop these Q&As in the coming months, both adding questions and answers to the topics already covered and introducing new sections not yet addressed Überblick über die MiFID II/MiFIR-Regulierung Claudio Concin, Leiter Abteilung Recht, Bereich Wertpapiere und Märkte, 9. November 2017 . 9. November 2017 I 2 Agenda Rückblick und Ausblick Umsetzung MiFID II: • Stand der Umsetzungsarbeiten in Liechtenstein / Zeitplan • Stand Level II (delegierte RL/VO) • ESMA Workflow Leitlinien Q&A's. 9. November 2017 I 3 Stand der Arbeiten in. In particular, we support the approach clarified by ESMA in its Q&A 9.7 on MiFID II and MiFIR investor protection and intermediaries topics that commission payments to distributors shall be extracted from the product costs and shown to investors as part of the service costs. This approach to cost disclosures enables investors to better understand the major cost drivers of their investments and.

Questions and Answers - Esm

Anlegerschutz: BaFin veröffentlicht Übersetzungen der ESMA

  1. ESMA updates Q&As on MiFID II transparency and market structure topics The European Securities and Markets Authority (ESMA) has updated two Questions and Answers (Q&A) documents on implementation issues relating to transparency and market structure topics under the revised Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR)
  2. ESMA Q&A updates on MiFID II/R data reporting, investor protection and intermediaries topics (25 May 2018) ESMA has issued on 25 May 2018 Q&A updates with regard to MiFIR data reporting, and investor protection and intermediaries topics under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). Topics addressed in the Q&As include
  3. g months, both adding questions and answers to the topics already covered and introducing new sections for other MiFID II investor protection areas not yet addressed in this Q&A. Data Reportin
  4. Rückblick und Ausblick Umsetzung MiFID II: • Stand der Umsetzungsarbeiten in Liechtenstein / Zeitplan • Stand Level II (delegierte RL/VO) • ESMA Workflow Leitlinien Q&A's

BaFin - Auslegungsentscheidungen - FAQ zu MiFID II

L'ESMA a mis en ligne les mises à jour des Q&A suivants : ESMA - Questions and Answers on MiFID II and MiFIR market structures topics ESMA - Questions and Answers on MiFID II and MiFIR transparency topics ESMA - Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topic On 2 April 2019, the European Securities and Markets Authority (ESMA) updated its Q&As regarding market structures and transparency issues under MiFID II and MiFIR. New Q&As have been added to provide clarification on: determination of the turnover to be used for the average value of transactions calculation

 ESMA Q&A on MiFID II and MiFIR investor protection topics (updated 16 December 2016) (see here); and  ESMA and EBA joint guidelines on the assessment of the suitability of members of the management body and key function holders (ESMA and EBA Joint Guidelines) (see here) ESMA Q&A on MiFID II and PRIIPs Risk (www.risk.net): ESMA's Patrick Armstrong on MiFID II and PRIIPs. The European structured products marketplace faces a cluttered regulatory schedule this year, with several key pieces of legislation set to be drafted or implemented. In March 2014, the European Securities and Markets Authority's (ESMA) Financial Innovation Standing Committe The MiFID II and MiFIR Transparency Q&A is currently unavailable, as we understand that the version circulated in the relevant ESMA press release (available here) is not the latest version of the.. The purpose of ESMA's Q&As on market structures issues is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses to questions posed by the general public and by market participants in relation to the practical application of level 1 and level 2 provisions to transparency and market structures issues

MiFID II: Bundesverband Finanzdienstleistung AfW legt deutsche Übersetzung der ESMA - Q&A's vor Norman Wirth Der Bundesverband Finanzdienstleistung AfW hat für seine Mitglieder, Fördermitglieder, aber auch für die gesamte betroffene Branche den ausschließlich in englischer Sprache vorliegenden Text der Q&A's (Fragen und Antworten On 3 October 2017, ESMA published an updated version of its MiFID II Investor Protection Q&A. ESMA has provided additional updates on a number of topics relevant to members, including: Best execution - ESMA has clarified that in the situation of a firm using DEA services provided by an intermediary, the firm should list the intermediary in their RTS 28 report. Acknowledging that the.

BaFin - Publikationen & Daten - ESMA-Q&As: Unverbindliche

On 5 December 2019, the European Securities and Markets Authority (ESMA) published updated versions of its Q&As on market structures and transparency under the MiFID II Directive and MiFIR.The updated Q&As on market structures inserts a new question and answer into section 3 on Direct Electronic Access and algorithmic trading (Q&A 31), which clarifies the scope of Commission Delegated. In particular, we support the approach clarified by ESMA in its Q&A 9.7 on MiFID II and MiFIR investor protection and intermediaries topics that commission payments to distributors shall be extracted from the product costs and shown to investors as part of the service costs MiFID II: the ESMA specifies its requirements regarding reference data for financial instruments via a Q&A On 20 December 2016, the European Securities and Markets Authority (ESMA) published a Q&A with details concerning certain reference data to be submitted to the competent authorities, in accordance with Article 27 of MiFIR (LEI and conditions for admitting financial instruments for trading) On March 23 rd 2018, the European Securities and Markets Authority (ESMA) updated a number of its Q&A regarding the Markets in Financial Instruments Directive (recast) - Directive 2014/65/EU (MiFID II) and Markets in Financial Instruments Regulation - Regulation 600/2014 (MiFIR), specifically:. Q&A on investor protection and intermediaries topics Moreover, Article 13 of EMIR and as referenced above, requires ESMA to assist the European Commission in monitoring and preparing reports to the European Parliament and to the Council on the international application of principles in a number of articles, including the reporting obligation under Article 9 of EU EMIR. Therefore the reporting exemption here wouldn't apply where the parent undertaking is located in a third country such as the UK

ESMA Q&A - Call Recording. Continuing our series of insights regarding the questions and answers on MiFID II and MiFIR issued by ESMA (ESMA/ 2016/1444). Read more. Our next excerpt from the document relates to recording of telephone conversations and electronic communications. Which internal telephone conversations or electronic communications regarding the handling of orders and. ESMA updates commodities Q&A under MiFID2. Published: 19 December 2017. Tags: Reporting; Position limits; MiFID; EMEA; The European Securities and Markets Authority (ESMA) has updated its Questions and Answers document covering commodities issues under MiFID2. The changes include on: position limits - confirming that the spot month for a particular contract where there are other variants (i. Access ESMA's press news here. The European Securities and Markets Authority (ESMA) has added 9 new or updated Q&As to its Questions and Answers (Q&A) on MiFID II/MiFIR investor protection topics. The new or updated Q&As cover the topics of: best execution, client categorisation, provision of investment services and activities by third country. Hallelujah, it's positively raining regulatory reporting Q&A! Yesterday (8 July), ESMA published new Q&As for both EMIR and MiFIR data reporting. However, you can put away your brollies as there isn't a great deal happening in either of them. EMIR - amendment to TR Question 11(b) The EMIR Q&A makes an amendment to TR Question 11(b) to clarify that counterparties should follow their local. ESMA's guidelines on MiFID; ESMA's Q&As on MiFID; Questions and answers published by the Commission. The services of the Commission have also published questions and answers about MiFID and some of its implementing acts. These do not cover the application or interpretation of legislative acts by EU countries. Q&As on MiFID Directive 2004/39/E

La ESMA actualiza su documento de Q&A de MiFID II sobreAnalysis: Why MiFID II Keeps CFD Brokers Up at NightNew MiFID II Guidance Cautions On Research PricingMiFID II / MiFIR: aggiornamento di febbraio 2021 alle Q&AFCA Taking Last Steps for UK FIRDS Launch - Cappitech

Video: ESMA updates its Q&A on MiFID II and - KPMG Fund New . Mietwohnung linz urfahr. Asterix und obelix ganzer film deutsch echte menschen. Kabelanschluss extra bezahlen. Panzer 68 mutz. H2o zane. Schweiz Stadt am Bodensee. Bekannte schamanen namen. Wissenschaftsmagazin für kinder. Berufe mit chemiestudium. Nizza flughafen strand. Gnadenhof seukendorf. Entfernung sydney auckland. Manipel. Even though MiFID was put into force a year before the financial crises of 2008, many changes have been made since then as a result, such as MiFID II. The goal of MiFID II is to offer greater protection for investors and inject more transparency into all asset classes: from equities to fixed income, exchange-traded funds, and foreign exchange ESMA updates MIFID II investor protection Q&A. The latest ESMA announcement stated that the regulator has added two new Question and Answers to its Q&A document about the implementation of investor protection under the MiFID II. The new ESMA Q&A covers the matters about the recording of telephone conversations and electronic communication under. Continuing our series of insights regarding the questions and answers on MiFID II and MiFIR issued by ESMA (ESMA/ 2016/1444). Read more. Our next excerpt from the document relates to Inducements. How should an investment firm deal with unrequested research that is provided free of charge? The provision or reception of research by an investment firm is subject to the rules on inducements in.

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